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Associate Counsel, Litigation

Quick Facts

Columbia, Maryland, Omaha, Nebraska ID# 2017-12949 Regular Full-Time Manager

Role:

The attorney has responsibility for the defense of litigation claims, including lawsuits and arbitrations. Under the guidance of Senior Counsel, the attorney handles the defense of a docket of arbitration cases involving claims seeking up to several hundred thousand dollars in damages. The attorney supports Outside Counsel and other TDA counsel in defending larger lawsuits and arbitrations. The attorney provides legal advice to the Business including Retail, Institutional and Operations regarding potential and asserted claims, and related issues. The attorney works with paralegals on the Litigation Team. The attorney’s primary objective is risk management in the area of litigation.

Responsibilities:

  • Prepare cases for hearing and serve as trial counsel in FINRA arbitration cases involving claims seeking damages up to several hundred thousand dollars. Evaluate cases for settlement, and handle settlement negotiations including mediations.
  • Assist and support Outside Counsel and other TDA counsel in defending larger lawsuits and arbitrations. Review pleadings, motions and legal briefs prepared by Outside Counsel. Participate in strategic and tactical decisions in the litigation. Evaluate cases for settlement and participate in settlement negotiations and mediations. Review invoices submitted for professional services rendered by Outside Counsel and Expert consultants and witnesses.
  • Assist Sr. Counsel in the provision of legal advice to the Business including Retail, Institutional and Operations regarding potential and asserted claims, and related matters.
  • Assess cases for legal accruals and discuss assessment with other attorneys in the Legal Department.
  • Work with Compliance Department on matters related to litigation.

Requirements:

  • Experience working as an attorney in a law firm or a legal department of a corporation or governmental agency.
  • Strong legal research and drafting skills required.
  • Some litigation and trial experience.
  • Knowledge of general securities, corporate and commercial law, and broker dealer regulations preferred.
  • Experience defending claims involving securities laws and brokerage firms preferred.
  • Graduate of an accredited law school and a member of a state bar.
  • JD Degree required
  • 3-5 years related experience; 3-5 years total experience
  • Military education or experience may be considered in lieu of civilian requirements listed

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About TD Ameritrade.

A leader in brokerage and investment services for over 35 years, TD Ameritrade offers a full spectrum of powerful solutions and innovative tools for trading and investing. We're constantly expanding our knowledge and bolstering our capabilities, from a leading active trader program to intuitive long-term investment solutions and a national branch system. Combined with some of the industry's brightest minds, there's no limit to how big our accomplishments can be.

From first-time investors to sophisticated traders, TD Ameritrade is focused on helping individuals seek out their financial goals. And you're the ambassador to all that we do. Beginning with our trading platform and proprietary technology to our resolve to outperform, you'll maintain the high level of quality and integrity we're known for, each and every day. With the right opportunity, there's no limit to what you can accomplish.

As a leading employer in financial services, we believe in building strong relationships, achieving quality results and working with integrity. It's at the heart of everything we do. That's why we provide you with comprehensive training, benefits and programs that inspire you to achieve more every day. Apply to a TD Ameritrade job today and help our clients pursue their dreams, while you fulfill yours.

Applicants must be eligible to work in the U.S. Immigration sponsorship is typically not available for this position.

TD Ameritrade participates in the E-Verify program. For additional information on this program please click here. TD Ameritrade is an Equal Opportunity Employer. We value diversity and offer a quality workplace. TD Ameritrade, Inc. member FINRA/SIPC/NFA is a subsidiary of TD Ameritrade Holding Corporation (NASDAQ:AMTD). TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company and the Toronto-Dominion Bank.

© 2014 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.

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