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Private Client Investment Consultant - Corte Madera, CA

Quick Facts

Corte Madera, California, Roseville, California, Walnut Creek, California ID# 2018-14007 Regular Full-Time Second Level Professional

Role:

Proactively contact, manage and develop an assigned, existing high net worth/ affluent client relationship practice. Primary goals are to deepen relationships, retain assets, drive cross-sell and asset consolidation opportunities. Our Private Client Investment Consultant (PCIC) associates follow a consultative dialogue approach to better understand each client’s goals, needs, objectives, investment preferences and desired level of involvement for investing / managing their portfolio.   Successful candidates will be able to deliver high-value and a personalized client experience by creating awareness of needs and matching them with relevant services, platforms, education, products and offerings that help drive loyalty, retention and improved overall satisfaction.  PCIC associates will need to be able to leverage planning and analytical tools to present high value solutions across a wide spectrum of client needs and preferences, spanning self-directed to full delegator investor types.

Responsibilities:

  • Responsible for growing an assigned practice of affluent  clients through identifying value added products, services and solutions. Identify and consolidate client assets held outside of TD Ameritrade and develop additional business through client referrals
  • Provide clients with a stronger bias for guidance with more frequent portfolio consultations, goal planning recommendations and introduction to specialized income teams dealing with  annuities and fixed income solutions
  • Build and solidify client relationships pre and post retirement through a distinctive experience that leverages TD Ameritrade’s unique value proposition
  • Ability to partner within and across the organization to extend meaningful client value and overall service experience as measured through current company evaluation metrics
  • Adheres to all compliance/risk procedures, follows corporate and industry protocols and acts in a manner which protects the interests of the client and TD Ameritrade at all times
  • Demonstrates proficiency in learning/utilization of the Salesforce contact management system, Money Guide Pro. Microsoft office suite and other internal systems. Is committed to the integrity and accuracy of all client information and data

Requirements:

  • Outstanding communication and problem solving skills. Has strong / deep understanding and ability to deliver client value in the areas of self-directed investor tools, research and trader offerings. Deep industry knowledge of managed money solutions and financial planning concepts
  • Ability to master TD Ameritrade’s guidance offerings and policies with expert level skills to provide periodic portfolio consultations
  • Strong track record in generating sales and a broad background in retirement products, general investment matters and applicable tax and estate planning issues
  • Demonstrated experience with consultative sales techniques and experience in diagnosing affluent client financial situations and personal circumstances in order to propose appropriate solutions that secure client confidence and expanded business
  • Excellent interpersonal skills, phone sales skills and face-to-face relationship building abilities
  • Excellent organizational skills and experience leveraging technology to improve efficiencies and effectiveness in role
  • Comfortable working in a matrix reporting structure and consider/balance the needs of multiple stake holders 
  • Previous experience with financial/goal planning software and planning concepts preferred.
  • Minimum of 5-8 years of demonstrated advisory, client management and sales experience providing complex financial planning services for high net worth ($750k+ ) clients
  • Life insurance licenses and CRPC® or CFP® designations required
  • Health insurance licenses preferred (obtaining these licenses will be a requirement within 60 days of hire)
  • FINRA Series 7, 66 (or equivalents)
  • 4 year college degree preferred
  • Military education or experience may be considered in lieu of civilian requirements listed

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About TD Ameritrade.

A leader in brokerage and investment services for over 35 years, TD Ameritrade offers a full spectrum of powerful solutions and innovative tools for trading and investing. We're constantly expanding our knowledge and bolstering our capabilities, from a leading active trader program to intuitive long-term investment solutions and a national branch system. Combined with some of the industry's brightest minds, there's no limit to how big our accomplishments can be.

From first-time investors to sophisticated traders, TD Ameritrade is focused on helping individuals seek out their financial goals. And you're the ambassador to all that we do. Beginning with our trading platform and proprietary technology to our resolve to outperform, you'll maintain the high level of quality and integrity we're known for, each and every day. With the right opportunity, there's no limit to what you can accomplish.

As a leading employer in financial services, we believe in building strong relationships, achieving quality results and working with integrity. It's at the heart of everything we do. That's why we provide you with comprehensive training, benefits and programs that inspire you to achieve more every day. Apply to a TD Ameritrade job today and help our clients pursue their dreams, while you fulfill yours.

Applicants must be eligible to work in the U.S. Immigration sponsorship is typically not available for this position.

TD Ameritrade participates in the E-Verify program. For additional information on this program please click here. TD Ameritrade is an Equal Opportunity Employer. We value diversity and offer a quality workplace. TD Ameritrade, Inc. member FINRA/SIPC/NFA is a subsidiary of TD Ameritrade Holding Corporation (NASDAQ:AMTD). TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company and the Toronto-Dominion Bank.

© 2014 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.

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