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Analyst, Brokerage Operations Systems

Quick Facts

Omaha, Nebraska ID# 2018-14485 Regular Full-Time First Level Professional

Role:

  • Focus of the Analyst is to work with business owners to develop and execute EUC solutions to solve business deficiencies, and provide technical support to cross-functional teams and management.
  • Encompasses the Tax Services and Government Reporting functions for the department
  • Performs analysis and development tasks for TD Ameritrade’s brokerage applications and systems
  • Understand special agreements and file specifications between TD Ameritrade, third parties, and/or the Client/Advisor(s)
  • Successful and accurate processing and reconciliation is critical to TD Ameritrade’s brand value and Regulatory compliant name it withholds in the industry
  • Provides a mechanism for the department to enhance systems and processes in efforts to remain compliant with industry Regulations as well as make strides in Client value streams
  • Manage towards forecasted and stated project goals
  • Handle issue resolution type of requests where business solutions are required on the fly
  • Interacts with external clients primarily through trade processing or answering business calls/emails

 

Responsibilities:

 

 

  • Constant analysis of processes, system changes, third party system changes and specific processing requirements
  • Perform application design tasks of a moderate to high complexity which may require research and analysis
  • Analyze and interpret process information and appropriate setup in TD Ameritrade systems
  • Perform system design and specification development, program logic and flow-charting, testing, debugging, and documentation
  • Works independently and with supervisory review on moderate to highly complex programming tasks. Provides analysis of problems and recommends solutions.  Prepares program specifications and develops coding logic flowcharts
  • Work closely with internal and external business partners to develop risk management tools, processes, and procedures
  • Evaluate errors and assist in identifying sources and remediation of causes
  • Escalate procedural deficiencies and offer solutions
  • Identify, mitigate, and remediate system issues affecting the client/advisor or business units request, inquiry, etc.
  • Providing technology or process enhancement solutions to Management
  • Prepare business partners for change in process in response to system changes or Regulatory requirements
  • Work closely with external business partners to align processes and procedures to benefit customer base

 

 

Requirements:

Requirements:

 

  • Knowledge in the specific Business Processes and Back Office/Middle Office Brokerage systems
  • Documented success of process/system enhancements that align to business needs
  • Documented experience with the project lifecycle and successful release of large technology projects
  • Ability to perform in an intense and high volume environment and rectify issues that may result in money risk to the client or TD Ameritrade
  • Series 7 & 63 required, 24 preferred
  • High School Diploma or Equivalent
  • 4 year college degree in Finance/Technology or a related major preferred
  • 1 to 3 years Brokerage Experience
  • 3 to 5 years of Total Experience
  • Military education or experience may be considered in lieu of civilian requirements listed

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About TD Ameritrade.

A leader in brokerage and investment services for over 35 years, TD Ameritrade offers a full spectrum of powerful solutions and innovative tools for trading and investing. We're constantly expanding our knowledge and bolstering our capabilities, from a leading active trader program to intuitive long-term investment solutions and a national branch system. Combined with some of the industry's brightest minds, there's no limit to how big our accomplishments can be.

From first-time investors to sophisticated traders, TD Ameritrade is focused on helping individuals seek out their financial goals. And you're the ambassador to all that we do. Beginning with our trading platform and proprietary technology to our resolve to outperform, you'll maintain the high level of quality and integrity we're known for, each and every day. With the right opportunity, there's no limit to what you can accomplish.

As a leading employer in financial services, we believe in building strong relationships, achieving quality results and working with integrity. It's at the heart of everything we do. That's why we provide you with comprehensive training, benefits and programs that inspire you to achieve more every day. Apply to a TD Ameritrade job today and help our clients pursue their dreams, while you fulfill yours.

Applicants must be eligible to work in the U.S. Immigration sponsorship is typically not available for this position.

TD Ameritrade participates in the E-Verify program. For additional information on this program please click here. TD Ameritrade is an Equal Opportunity Employer. We value diversity and offer a quality workplace. TD Ameritrade, Inc. member FINRA/SIPC/NFA is a subsidiary of TD Ameritrade Holding Corporation (NASDAQ:AMTD). TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company and the Toronto-Dominion Bank.

© 2014 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.

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All about growth.

By virtue of what we do, our world is filled with numbers. Here are just a few that we believe best describe TD Ameritrade at its finest.

  • 5,900 Full-time
    Employees

    Graphic 2 people
  • 100+Branches
    in 34 States

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  • 96,000 Hours Volunteered to
    Community Programs

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