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Senior Manager, Corporate Risk - Institutional

Quick Facts

Omaha, Nebraska, St. Louis, Missouri ID# 2017-13444 Regular Full-Time Senior Manager

Role:

Corporate Risk Management's (CRM) mission statement is to minimize unexpected losses / gains and earnings volatility, and provide management information that drives strategic decision making and helps the business meet its objectives. 
Corporate Risk and Control sets strategic direction to ensure the adoption of a consistent framework for the evaluation of risk, reviews the risk profile on a portfolio basis, and sets forth effective risk / control practices.

Responsibilities:

  • Supports the Director in promoting consistent operational risk management policy and standards throughout the firm.
  • Builds a strong partnership with business unit management to become a point of contact and risk advisor to the business
  • Assists the Director with analyzing the operational risk exposure on a portfolio basis for a specific business unit
  • Works with the Director to ensure that there is a balanced focus between the business goals of revenue growth with the need to maintain a proper risk / reward balance across locations and business units
  • Takes the lead on risk assessments and control processes, as assigned.  Includes coordinating with the business lines to gather and analyze operational risk data and perform risk assessments that identify key risks, controls and gaps
  • Assists the Director with implementation and maintenance of operational risk tools and supports and leads project activities for key department initiatives
  • Supports the analysis and reporting of various risk management data, including key risk indicators, to identify trends.
  • Supports the Team responsible for Operational Risk coverage of the brokerage operations business unit.
  • Work within a matrix structure helping to manage staff that may or may not be direct reports.

Requirements:

  • 4 year college degree- business related preferred
  • Strong organization and project management skills.
  • 7+ years prior work experience in the financial services industry in the capacity of risk management (Operational, Financial, Market and/or Credit) or related fields including, financial analysis, operations or compliance.
  • Knowledge of internal control and risk management concepts, financial services industry practices and regulatory requirements.
  • Strong analytical and problem solving skills including the ability to probe sensitive issues while maintaining the highest level of integrity and objectivity.
  • Ability to perform multiple tasks in a fluid environment and work both independently and as a team member.
  • Strong data management skills, including the ability to support data sourcing and reporting processes.
  • Strong verbal and written communication skills. Ability to interact with various levels of management.
  • Must be able to show managerial courage and engage in constructive dialogue with various levels of management.
  • Proficiency in computer applications, including Microsoft Office products (Word, Excel and PowerPoint) database and other reporting applications.
  • Excellent project management skills, including showing initiative and taking responsibility for projects.
  • Prior experience managing personnel or teams preferred. 
  • Securities industry knowledge and experience required.
  • Series 7 preferred
  • Additional licenses desired
  • Military education or experience may be considered in lieu of civilian requirements listed

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About TD Ameritrade.

A leader in brokerage and investment services for over 35 years, TD Ameritrade offers a full spectrum of powerful solutions and innovative tools for trading and investing. We're constantly expanding our knowledge and bolstering our capabilities, from a leading active trader program to intuitive long-term investment solutions and a national branch system. Combined with some of the industry's brightest minds, there's no limit to how big our accomplishments can be.

From first-time investors to sophisticated traders, TD Ameritrade is focused on helping individuals seek out their financial goals. And you're the ambassador to all that we do. Beginning with our trading platform and proprietary technology to our resolve to outperform, you'll maintain the high level of quality and integrity we're known for, each and every day. With the right opportunity, there's no limit to what you can accomplish.

As a leading employer in financial services, we believe in building strong relationships, achieving quality results and working with integrity. It's at the heart of everything we do. That's why we provide you with comprehensive training, benefits and programs that inspire you to achieve more every day. Apply to a TD Ameritrade job today and help our clients pursue their dreams, while you fulfill yours.

Applicants must be eligible to work in the U.S. Immigration sponsorship is typically not available for this position.

TD Ameritrade participates in the E-Verify program. For additional information on this program please click here. TD Ameritrade is an Equal Opportunity Employer. We value diversity and offer a quality workplace. TD Ameritrade, Inc. member FINRA/SIPC/NFA is a subsidiary of TD Ameritrade Holding Corporation (NASDAQ:AMTD). TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company and the Toronto-Dominion Bank.

© 2014 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.

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